-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IDAwqCFFVBvbEwhjWaeAUurJCsNeBaypjdNZpjhPr4dZHVmyV+V4TAMIm5vno1AD HPsCdnyqy8q4l88zRZuVpg== 0001104659-04-003889.txt : 20040212 0001104659-04-003889.hdr.sgml : 20040212 20040212153051 ACCESSION NUMBER: 0001104659-04-003889 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPORT HALEY INC CENTRAL INDEX KEY: 0000892653 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 841111669 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-45875 FILM NUMBER: 04591278 BUSINESS ADDRESS: STREET 1: 4600 E 48TH AVE CITY: DENVER STATE: CO ZIP: 80216 BUSINESS PHONE: 3033208800 MAIL ADDRESS: STREET 1: 4600 E 48TH AVE CITY: DENVER STATE: CO ZIP: 80216 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TOMLINSON ROBERT G CENTRAL INDEX KEY: 0001276868 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 28135 N 96TH AVE CITY: SCOTTSDALE STATE: AZ ZIP: 85255 SC 13G 1 a04-2346_2sc13g.htm SC 13G

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires:
December 31, 2005

 

SCHEDULE 13G

Estimated average burden hours per response. . 11

 

Under the Securities Exchange Act of 1934
(Amendment No. __)*

 

SPORT-HALEY, INC.

(Name of Issuer)

 

COMMON STOCK

(Title of Class of Securities)

 

848925103

(CUSIP Number)

 

December 31, 2003

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

ý

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No.  848925103

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Robert G. Tomlinson

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Arizona, U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
38,000 Shares and Option for 83,332 Shares

 

6.

Shared Voting Power
15,000 Shares

 

7.

Sole Dispositive Power
38,000 Shares and Option for 83,332 Shares

 

8.

Shared Dispositive Power
15,000 Shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
53,000 Shares and Option for 83,332 Shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.4% (assuming exercise of options)

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

2



 

Item 1.

 

(a)

Name of Issuer
Sport-Haley, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
4600 E. 48th Avenue
Denver, Colorado  80216-3212

 

Item 2.

 

(a)

Name of Person Filing
Robert G. Tomlinson

 

(b)

Address of Principal Business Office or, if none, Residence
28135 N. 96th Avenue, Scottsdale, AZ 85255

 

(c)

Citizenship
U.S.A.

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
848925103

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

3



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:

53,000 shares (includes 15,000 shares owned by reporting person’s wife, for which he disclaims beneficial ownership) and options to purchase 83,332 shares

 

(b)

Percent of class:

5.4% (based upon 53,000 shares beneficially owned, 83,332 exercisable stock options beneficially owned, and current outstanding shares of Sport-Haley, Inc. common stock of 2,450,252).

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote

38,000 shares and option for 83,332 shares

 

 

(ii)

Shared power to vote or to direct the vote

15,000 shares (owned by reporting person’s wife, for which he disclaims beneficial ownership)

 

 

(iii)

Sole power to dispose or to direct the disposition of

38,000 shares and option for 83,332 shares

 

 

(iv)

Shared power to dispose or to direct the disposition of

15,000 shares (owned by reporting person’s wife, for which he disclaims beneficial ownership)

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not applicable.

 

Item 9.

Notice of Dissolution of Group

Not applicable.

 

Item 10.

Certification

None required.

 

4



 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

2-12-2004

 

Date

 


/s/ Robert G. Tomlinson

 

Signature

 

5


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